-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EuVG21RwbBeP49RVJLFVH+2U5x5aUUWbTpRLcbgdB2poAk+KnLcbTanKUDkCn7sC O9G4ThsGTVOvUVsWMfJQnw== 0000950128-99-000380.txt : 19990208 0000950128-99-000380.hdr.sgml : 19990208 ACCESSION NUMBER: 0000950128-99-000380 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFICARE HEALTH SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001027974 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 954591529 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50601 FILM NUMBER: 99522585 BUSINESS ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 BUSINESS PHONE: 7148255200 MAIL ADDRESS: STREET 1: 3120 LAKE CENTER DRIVE CITY: SANTA ANA STATE: CA ZIP: 92704 FORMER COMPANY: FORMER CONFORMED NAME: N T HOLDINGS INC DATE OF NAME CHANGE: 19961204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED STATES STEEL & CARNEGIE PENSION FD CENTRAL INDEX KEY: 0001053136 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 250851750 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 767 FIFTH AVE STREET 2: 9TH FL CITY: NEW YORK STATE: NY ZIP: 10153-0050 BUSINESS PHONE: 2128268420 SC 13G 1 PACIFICARE HEALTH SYSTEM (USS&CPF) 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PacifiCare Health Systems, Inc. ----------------------------------------- (Name of Issuer) Common Stock, Class A ----------------------------------------- (Title of Class of Securities) 695112102 ----------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 6 Pages 2 CUSIP No. 695112-102 SCHEDULE 13G Page 2 of 6 Pages --------------------- -------- ------- (1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person: United States Steel and Carnegie Pension Fund 25-085-1750 --------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ X ] --------------------------------------------------------------------- (3) SEC Use Only --------------------------------------------------------------------- (4) Citizenship or Place of Organization Pennsylvania --------------------------------------------------------------------- (5) Sole Voting Power Number of 1,184,262 Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power Owned by None Each -------------------------------------------------------- Reporting (7) Sole Dispositive Power Person With 1,184,262 -------------------------------------------------------- (8) Shared Dispositive Power None -------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,184,262 --------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* [ ] Not Applicable --------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 8.0% --------------------------------------------------------------------- (12) Type of Reporting Person* EP --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Page 3 of 6 Pages -------- -------- Item 1. (a) Name of Issuer: PacifiCare Health Systems, Inc. (b) Address of Issuer's Principal Executive Offices: 31230 West Lake Center Drive, Santa Ana, CA 92799 Item 2. (a) Name of Person Filing: United States Steel and Carnegie Pension Fund (b) Address of Principal Business Office or, if none, residence: 767 Fifth Avenue New York, NY 10153 (c) Citizenship: Pennsylvania (d) Title of Class of Securities: Common Stock, Class A (e) CUSIP Number: 695112102 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is: (f) [ X ] An Employee Benefit Plan, or Endowment Fund, in Accordance with Section 240.13d-1(b)(1)(ii)(F). 4 Page 4 of 6 Pages -------- -------- Item 4. Ownership. (a) Amount of Beneficially Owned: 1,184,262 (b) Percent of Class: 8.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 1,184,262 (ii) shared power to vote or to direct the vote None (iii) sole power to dispose or to direct the disposition of 1,184,262 (iv) shared power to dispose or direct the disposition of None Item 5. Ownership of Five Percent or Less of a Class: Not applicable. 5 Page 5 of 6 Pages -------- -------- Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 6 Page 6 of 6 Pages -------- -------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 1999 UNITED STATES STEEL AND CARNEGIE PENSION FUND, INC. By: /s/ M. SHARON CASSIDY -------------------------------------- Name: M. Sharon Cassidy Title: General Counsel -----END PRIVACY-ENHANCED MESSAGE-----